Tracy Stoneman - Stoneman Law
Has Been Quoted In:

Regulatory Agencies

Federal Deposit Insurance Corporation (FDIC) Provides deposit insurance to and oversight of all federally chartered financial institutions and state chartered institutions electing coverage.

Federal Financial Institutions Examination Council (FFIEC) A formal interagency body to coordinate the examination and reporting activities of the five primary regulators of financial institutions: FRB, FDIC, NCUA, OCC and OTS.

Federal Trade Commission (FTC) Independent agency that enforces a variety of federal antitrust and consumer protection laws.

Financial Crimes Enforcement Network (FINCEN) Primary regulator for prevention and detection of money laundering activities, including recordkeeping (Bank Secrecy Act) and coordination with law enforcement agencies for investigation of suspicious activities.

National Credit Union Administration(NCUA) Independent agency that regulates federally chartered credit unions and administers the National Credit Union Share Insurance Fund.

Office of the Comptroller of the Currency (OCC) Treasury Department agency that regulates nationally chartered banks.

Office of Thrift Supervision (OTS) Treasury Department agency that regulates federally chartered thrift institutions (savings banks) and savings and loan associations.

Securities and Exchange Commission (SEC) Independent agency responsible for administering securities laws, including disclosure requirements for publicly traded securities and regulation of the securities industry.

US Legislative Banking Committees From the MoneyPage, Senate and House committees, with links to calendars, committee members and other current information.

Client Reviews
★★★★★
If you suspect securities or brokerage fraud against your hard-earned investments and need an advocate, call Tracy Pride Stoneman - NOW! I was a victim of churning, improper sale of unsuitable private placements, compliance violations, and more. I blamed myself at first and didn't think I had a case, but I was referred to Tracy after another lawyer balked, thinking all was lost. She took the emotion out of it, got down to the facts, made the case, and in hands-on fashion worked hard for the best result possible. She's an excellent communicator and the kind of experienced securities arbitration lawyer you need in your corner. Ms. Stoneman achieved a settlement for me that far exceeded expectations. She has my highest recommendation. Jeffrey B.
★★★★★
Tracy was a wonderful lawyer in my and my husband's huge case against Prudential Securities. She was relentless in going after the stockbroker and firm, determined to obtain all of the documents that helped our case and hurt theirs (that's why the firm didn't want to produce them!). No matter what curve ball the brokerage firm threw, Tracy came up with an angle to overcome it. My husband always commented how smart Tracy was in handling our case. Throughout it all, Tracy was extremely cheerful and easy to work with - unlike most lawyers I know! Carolyn W.
★★★★★
I think that you did a great job for the Tylers, and I believe you are one of the most organized and effective attorneys I have worked with. John B.