Tracy Stoneman - Stoneman Law
Has Been Quoted In:


Complinet, a nationally recognized website dedicated to helping and educating the compliance and legal professions within the securities and brokerage industry. The Editor Paul Taylor published the following on the firm's web site on November 2, 2001.

"This book is a timely wake-up call to the brokerage industry to clean up its ways. Honest brokers have nothing to fear from this book."
- George D. Mullen, Vice President, UBS PaineWebber
"Tracy Stoneman and Douglas Schulz certainly know what Wall Street brokerage firms wish you didn't. Even if the largest, most reputable firms are managing your money - and especially if you're working with a firm no one ever heard of - you owe it to yourself and your family to take the authors' advice."
- Evan Cooper, Editor-in-Chief, On Wall Street.

Ms. Stoneman was quoted in the October 2000 issue of Registered Representative Magazine in the article "Skid-Proofing - Lawyers Describe Five Stumbling Blocks that Trip up Brokers and Make Defending Claims Difficult"

"One of the most common yet avoidable pitfalls a broker falls into is inconsistent or missing information on the opening account documents,' says Tracy Stoneman, a Colorado Springs, Colo., securities attorney. Stoneman challenges brokers to ensure these forms are complete and consistent. The information must be updated as clients' income and net worth grow, they become more sophisticated, and their investment objectives change."

Call or email Ms. Stoneman with your comments or questions. The strictest confidence will be observed.

ASIA Money

Asia Money "There's a lot of pride involved", says Stoneman. "Over the years I've represented a lot of overseas clients and sometimes it's very difficult for those clients to come forward to even admit they have lost a lot of money." Read the article.

Ms. Stoneman is quoted in Smart Money Magazine

Smart Money "10 Things Your Money Manager Won't Say"

Client Reviews
If you suspect securities or brokerage fraud against your hard-earned investments and need an advocate, call Tracy Pride Stoneman - NOW! I was a victim of churning, improper sale of unsuitable private placements, compliance violations, and more. I blamed myself at first and didn't think I had a case, but I was referred to Tracy after another lawyer balked, thinking all was lost. She took the emotion out of it, got down to the facts, made the case, and in hands-on fashion worked hard for the best result possible. She's an excellent communicator and the kind of experienced securities arbitration lawyer you need in your corner. Ms. Stoneman achieved a settlement for me that far exceeded expectations. She has my highest recommendation. Jeffrey B.
Tracy was a wonderful lawyer in my and my husband's huge case against Prudential Securities. She was relentless in going after the stockbroker and firm, determined to obtain all of the documents that helped our case and hurt theirs (that's why the firm didn't want to produce them!). No matter what curve ball the brokerage firm threw, Tracy came up with an angle to overcome it. My husband always commented how smart Tracy was in handling our case. Throughout it all, Tracy was extremely cheerful and easy to work with - unlike most lawyers I know! Carolyn W.
I think that you did a great job for the Tylers, and I believe you are one of the most organized and effective attorneys I have worked with. John B.