Tracy Stoneman - Stoneman Law
Has Been Quoted In:

Practice Areas

At its core, Stoneman Law is a litigation firm, representing investors and stockbrokers in claims against brokerage firms. These cases are almost always filed with and administered by FINRA and taken through the arbitration process. Tracy Stoneman has decades of experience and knowledge in filing securities arbitration cases against brokerage firms, which enables her to represent clients in both small and large disputes in an efficient and cost effective manner. Below is a sampling of the types of cases Ms. Stoneman handles.

Areas of Expertise of Stoneman Law
  • Misrepresentations and Omissions
  • Breach of Fiduciary Duty
  • FINRA & SEC Regulations
  • Securities Fraud Investigations
  • Mutual Fund & Hedge Fund Mismanagement
  • Self-Dealing & Front-Running
  • Suitability
  • Due Diligence
  • Securities Fraud
  • Unauthorized Trading
  • Churning
  • Options, Stocks & Bonds
  • Compliance Violations
  • Supervisors of Registered Representatives
  • Supervisory Violations and Lapses
  • Investment Fraud
  • Concentration - Lack of Diversification
  • Order Failure
  • Unauthorized Discretionary Trading
  • FINRA Arbitrations
  • Securities Arbitrations
  • Stockbroker Standard of Care
  • Stockbroker/Brokerage Firm Malpractice or Malfeasance
  • Settlement and Mediation Representation
  • Federal and State Securities Violations
  • Stockbroker Violations
  • Damages & Punitive Damage Analysis
  • Improper Sales of Limited Partnerships and Private Placements
  • Breach of Fiduciary Duty Compliance Obligations for Registered Investment Advisors (RIAs)
  • Breach of Securities Regulations & Industry Norms & Standards
  • Prospectus misrepresentation
  • Control Person Liability
  • State securities laws violations for any state in the country
  • Representation of investors in court with claims against investment advisors
  • Promissory note violations
  • Wrongful termination from brokerage firm employment
  • Brokerage firm workplace wrongdoing such as discrimination or harassment
Client Reviews
★★★★★
If you suspect securities or brokerage fraud against your hard-earned investments and need an advocate, call Tracy Pride Stoneman - NOW! I was a victim of churning, improper sale of unsuitable private placements, compliance violations, and more. I blamed myself at first and didn't think I had a case, but I was referred to Tracy after another lawyer balked, thinking all was lost. She took the emotion out of it, got down to the facts, made the case, and in hands-on fashion worked hard for the best result possible. She's an excellent communicator and the kind of experienced securities arbitration lawyer you need in your corner. Ms. Stoneman achieved a settlement for me that far exceeded expectations. She has my highest recommendation.
★★★★★
Tracy was a wonderful lawyer in my and my husband's huge case against Prudential Securities. She was relentless in going after the stockbroker and firm, determined to obtain all of the documents that helped our case and hurt theirs (that's why the firm didn't want to produce them!). No matter what curve ball the brokerage firm threw, Tracy came up with an angle to overcome it. My husband always commented how smart Tracy was in handling our case. Throughout it all, Tracy was extremely cheerful and easy to work with - unlike most lawyers I know! Carolyn W.
★★★★★
I think that you did a great job for the Tylers, and I believe you are one of the most organized and effective attorneys I have worked with. John B.