Negligence simply means that your broker’s handling of your account or your brokerage firm’s supervision of the broker and your account fell below the standard of care. FINRA rules spell out the standard of care that is to be adhered to, so if we can prove rule violations, we can prove negligence. To determine if you are the victim of negligent misconduct contact Ms. Stoneman and discuss your options.
Contact Ms. Stoneman if you think you've been a victim of negligence by your broker or brokerage firm.
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